?s information disclosure system. Earlier, the auditor had, in accordance with Section 89/25 of the Securities and Exchange Act B.E. 2535 (1992), informed the company?s audit committee of the
CMO shares acquired during the latter period.The aforesaid actions were in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), the Settlement Committee therefore imposed
the fund; (b) not being a trading of investment units between mutual funds under the same management company, which is prohibited under Section 126(3). When engaging in a transaction under the first
to investment policy and necessity of the fund; (b) not being a trading of investment units between mutual funds under the same management company, which is prohibited under Section 126(3). When
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following criteria: (a) having the qualifications and not possessing the prohibited characteristics according to Section 103 of the Securities and Exchange Act B.E. 2535 (1992) or Section 23 of the
assigning a person to hold the positions under Clause 5, such person shall meet the following criteria: (a) having the qualifications and not possessing the prohibited characteristics according to Section 103
Securities Companies _____________________ By Virtue of Section 106 of the Securities and Exchange Act B.E. 2535 (1992) which contains certain provision relating to restriction of rights and liberties of