tool for defining and classifying environmentally sustainable activities.The opening ceremony featured a video presentation highlighting key messages from the Thailand Taxonomy Board. In his remarks
organization. The SEC was one of the three winners of the Award. The award presentation ceremony was held at the Queen Sirikit National Convention Center on 6 August 2025.The SEC has established AI governance
Equity Analysis and Presentation in Analyst Research Reports” เพื่อสนับสนุนให้บุคลากรในธุรกิจตลาดทุนมีแนวปฏิบัติในการนำข้อมูล ESG ไปใช้ประกอบการวิเคราะห์หุ้น และจัดทำรายงานการวิเคราะห์ ซึ่งจะช่วยให้ผู้
-money laundering legislations (5) record keeping and retention of records in relation to know-your-client/ customer due diligence process and reporting of suspicious transactions. The policy mentioned in
of the qualifications of the cloud providers, the terms of services, and inspection of records and evidence. Clause 9 An intermediary shall establish the information security which addresses at least
/CDD) (4) reporting of suspicious transactions under anti-money laundering legislations (5) record keeping and retention of records in relation to know-your-client/ customer due diligence process and
) reporting of suspicious transactions under anti-money laundering legislations (5) record keeping and retention of records in relation to know-your-client/ customer due diligence process and reporting of
records of the collective investment vehicle’s assets, be these in electronic or paper form. In many cases this will result in their https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN
%20Responsibilities_2013.pdf Custodians Custodians are responsible for the safekeeping and maintaining of records of the collective investment vehicle’s assets, be these in electronic or paper form. In many cases this will