the requirements of the official agency which is the regulator directly supervising the business operation of the issuer of instruments, or the requirements of the Ministry of Commence, as the case may
any of the following characteristics: (a) being subject to restrictions or suspension of business operations ordered by the government or regulatory authority supervising the business operation of such
connecting transactions or transactions that may have conflicts of interest to ensure that they are accurate, complete and in compliance with rules and regulations of the supervising agencies as well as
น่าเชือ่ถอื (rated) : ผูอ้อกไมไ่ดเ้ป็นบรษัิทจดทะเบยีนกับตลาดหลักทรัพย ์ แหง่ประเทศไทย ขอ้มลูจงึมจี ากัด ควรศกึษาและตดิตามขอ้มลูของบรษัิทผูอ้อกอยา่งตอ่เน่ือง *ทัง้นี้ การเปิดเผยลักษณะพเิศษทีส่ าคัญของตรา
; (2) “supervisor” means a person in charge of supervising the work of financial advisory unit who has been or is to be assigned to co-sign with the financial advisor in the letter of certification of
performance to prove that the fund manager’s responsibilities for overseeing and managing the fund as required, This is not in accordance with the work system that notifies the office before requesting to start
Mr. Cholnatee Sopak Mr. Cholnatee Sopak, at the time of the incident serving as Assistant Managing Director of the Bondholders’ Representative Division and the person responsible for overseeing the
are different from REIT regulations. For example, the real estate-backed ICO currently lacks a mechanism for monitoring and overseeing the management of assets and for protecting the interest of