hindrance. A public hearing on the proposed principles for the notification had been conducted during 21 September-21 October 2022. The SEC has taken into consideration the views and suggestions obtained
capital, in line with the regulations for complex and high-yield debt instruments of similar characteristics. Additionally, the SEC has proposed amendments to the process of changing the use of proceeds and
IOSCO Principles;(2) To revise the regulations for applying for and granting of securities registrar license: The proposed amendments specify and improve the qualifications including capital
retirement savings more than the minimum estimate of 3 million baht**.” The SEC has therefore proposed guidelines for amending the Provident Fund Act B.E. 2530 (1987) to increase PVD efficiency in
The proposed amendments aim to streamline and simplify mutual fund disclosure which currently requires numerous details and, in some parts, repetitive information is disclosed in other documents that
token distribution.SEC Deputy Secretary-General Tipsuda Thavaramara said : “the proposed revision is an attempt to find a balance to supervise and reduce obstacles in practices from the regulations
multiple investment policies. The proposed amendments are as follows: (1) Investment ratio of PVDs with multiple investment policies (master fund) will be separately calculated by each policy (sub
} proposed his clients the portfolio investment in advance and the clients accepted all transactions proposed. In addition, the recorded conversation showed that {A} specified securities, prices and amount to
The proposed revisions aim to allow digital asset business operators to provide derivatives services referencing digital assets* without the need to establish new legal entities. They also seek to