unitholders and the management company, and the law on securities and exchange, including notifications, rules, and orders issued by virtue of said law, and that in cases where any regulations in the fund

the protection and maintenance of the best interest of investors under acceptable risk exposure. Therefore, in the supervision of the business of mutual fund or private fund management, it is necessary

investors based on proper and effective rules and regulations. This serves to assure investors that management companies will appropriately manage the investments for investors, keeping in mind the protection

on proper and effective rules and regulations. This serves to assure investors that management companies will appropriately manage the investments for investors, keeping in mind the protection and

products that are better aligned with investors’ risk profiles and investment needs.Accordingly, the SEC has issued notifications* to amend the relevant criteria, with the key details as follows:    1

intermediary shall provide services by taking into account the best interests of a client , protection of client ’s interests, and preventing the causes of damage to investors and appearance of Thai capital

Disposal of Asset B.E. 2547 (2004) dated 29 October 2004 (as amended) (collectively referred to as “Notifications on Acquisition or Disposal of Assets”). After calculating the size of such transaction based

fund supervisors No. Nor Jor. ( Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the

brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border

fund supervisors No. Nor Jor. ( Wor) 6/ 2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the