. 4.2 Having a system for handling clients’ complaints and dispute resolution efficiently, for instance, compliance with the Notification of the Capital Market Supervisory Board concerning Rules on Duty
information in accordance with Acquisition and Disposition of Assets in accordance with the Notification of the Capital Market Supervisory Board. Detail of Assets Land and Buildings Land Title deed no. 37855-8
for Establishment of Risk Management System to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism dated 1 March 2007 ( Notification No. SorThor/Nor/Yor/Khor. 3/2550
for Establishment of Risk Management System to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism dated 1 March 2007 (Notification No. SorThor/Nor/Yor/Khor. 3/2550
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collectively and concurrently and the consideration is divided into three areas, namely (1) acceptance of reports via electronic system instead of hardcopy submission, (2) discontinuation of reports to the
towards, and integrity and security of, the overall financial system, and to improve the competitiveness and image of the Thai capital market. Part 2 Principles for Operation of Derivatives Clearing Houses