management of the Office. (6) Prescription of rules and practices for recording the rationale to demonstrate that the investment decision of the fund manager has been done appropriately and effectively e.g

Management Companies; Chairman, Securities Analysts Association; Chairman, the Thai Life Assurance Association; Secretary General, the Thai Bankers’ Association; and Secretary General, the Foreign Banks

Department Tel: 0-2263-6071 Fax: 0-2263-6332 Encl: Guidelines for renewal of approval for investor contacts Cc: Chairman, Association of Securities Companies; Chairman, Association of Investment Management

; Chairman, Association of Investment Management Companies; Chairman, Securities Analysts Association; Chairman, the Thai Life Assurance Association; Secretary General, the Thai Bankers’ Association; and

e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >>   Type Title Section See document Status Notified Date Effective Date 1

branch manager at the time, whose negligence in supervising that her subordinate strictly comply with the bank’s regulations led to opportunities for committing the misconduct. Prapai’s act was deemed a

Microsoft Word - EKH_62-027_SET-MD&A_620813_Q2-62_EN   EKH/CS/2019/027 13 August 2019 Subject: Management Discussion and Analysis for the Second Quarter 2019 results To Directors and Manager The

Microsoft Word - EKH_61-033_SET-MD&A_611112_Q3-61_EN   EKH/CS/2561/033 12 November 2018 Subject: Management Discussion and Analysis for the third quarter 2018 results To Directors and Manager The

Microsoft Word - EKH_62-034_SET-MD&A_621111_Q3-62_EN   EKH/CS/2019/034 11 November 2019 Subject : Management Discussion and Analysis for the Third Quarter 2019 results To : Directors and Manager The

technology (IT governance), and implementation of appropriate risk management and resource allocation by their board of directors and executives that is practical and meets the standards established by an