the previous year, or increased by 4.4 percent for three month period and decreased by 7.8 percent for the nine months year respectively. The majority of selling expense was sale personal expenses
) MPBG Product Group (e.g. charger/adaptor for both industrial and personal use, broadband, and printer); and 4) FMBG Product Group (e.g. cooling fan, EMI filter and Solenoid) Infrastructure business are
rights of a customer as follows; (a) the right to be informed of any behavior which may cause a conflict of interests; (b) the right to inspect customer personal information including the advice that the
) Personal planning for business expansion (if any). In case where no personnel have been hired, the applicant shall submit the criteria for qualifications of such positions. □ 3. Supporting documents for
, scope of work and responsibilities, and proportion of time consumed for asset custody function to the total time of working; □ (c) Personal planning for business expansion (if any). In case where no
analyze securities investment; “investment advice” means any direct or indirect advice made related to the value of securities or appropriate of investment in such securities or any other securities
investor contact who cannot analyze securities investment; “investment advice”3 means any direct or indirect advice made related to the value of securities or appropriate of investment in such securities or
means any direct or indirect advice made related to the value of securities or appropriate of investment in such securities or any other securities; “securities investment analysis”4 means an analysis on
calculating net asset value of fund or securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for