) “applicant” means a person applying for derivatives business license under this Notification; (5) “commercial bank” means any commercial bank in accordance with law on commercial banking or law on business of
Bangkok, January 19, 2012 - The SEC has suspended six investor contacts for involving in the share price manipulation of Traffic Corner Holding Plc. (TRAF), currently M Pictures Entertainment Plc
manufacturing of aerospace. He has more than 40 years of experience in the related fields, and is currently holding the position of President of MDP. These investors are not a related person of HTECH Type of
with a value higher than 50 percent. In addition, the disposal transaction may constitute a connected transaction if a connected person of the Company participates in the bidding offer and becomes the
, received, stored or processed through electronic procedures. (3) “securities company reporting system” means https://publish.sec.or.th/nrs/3866pe.doc 7453pe.doc its possession ; 2. investing in or holding
final judgment in the case not filed by the SEC Office and it has not yet surpassed the three-year interval time after either the person completed the term of imprisonment or the suspension of sentence
, Amornrat and Walailuk, requiring each person to pay a separate civil monetary penalty, the benefits received from committing the offenses and reimburse SEC’s investigation expenses in total amount of
Characteristics of Personnel in Securities Business; (3) of which major shareholder or any person holding more than 10% of the capital not having any prohibited characteristics as specified in the Notification of
Business; (3) of which major shareholder or any person holding more than 10% of the capital not having any prohibited characteristics as specified in the Notification of the Ministry of Finance concerning