that the applicant had transferred all shares of such company to a third party despite various factors indicating that the transaction may not exist. This would lead to incorrect and incomplete

of Directors and the Audit Committee opine that the early retirement and the subsequent compensation payment to Kitti are justified, claiming that this decision will help resolve ongoing management

agencies to enable greater effectiveness in law enforcement and execution and create a link and exchange of information between them which will promote justice, confidence and achieve results in law

essential to establish regulations ensuring that Thai securities companies, under the supervision of the SEC, implement stringent processes and systems for screening and monitoring. This will ensure that

and the uncertainty of short-term investment returns. The waiver would also benefit JMT Plus as the company would be able to access JMART?s diverse customer bases, which could translate into a

protection. The SEC conducted a public hearing on the proposed principles and draft amendments to the relevant regulations in June 2024. Most respondents agreed with the proposal. The SEC has therefore issued

As a result of the current situation, business operators have to self-adjust in response to technological disruption, the changing environment, and investors’ changing behaviors in order to

elevate their audit work quality to be on par with bigger audit firms. This means the work plan that the SEC supports is a success and the quality of small and medium-sized audit firms is on the rise. In

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium