month, the suspension imposed by the SEC shall remain 2 months, effective from July 9, 2015. * Making trading decision on the client's behalf and failure to perform duty in compliance with the company's

ยกเว้นการแก้ไขโครงการเกี่ยวกับการไม่ขายหรือไม่รับซื้อคืนหน่วยลงทุนตามคำสั่งที่รับไว้แล้วหรือจะหยุดรับคำสั่งซื้อหรือคำสั่งขายคืนหน่วยลงทุน (suspension of dealings) ให้บริษัทจัดการแนบเอกสารแสดงมติเสียงข้าง

regulator, and is not currently under suspension or revocation of its licence; - The Hong Kong Covered Fund under HK-TH MRF is offered for sale to the public in Hong Kong and is not currently under trading

หน่วยลงทุน (redemption gate) 3.1.4 ปรับปรุงระยะเวลาการหยุดรับคำสั่งซื้อหรือขายคืนหน่วยลงทุน (suspension of dealings) โดยให้บริษัทจัดการสามารถหยุดรับคำสั่งซื้อหรือขายคืนได้เท่าที่จำเป็นเมื่อ

to the suspended securities business category or transaction, commencing from the month in which such suspension from business or transaction takes place and such securities company must not have any

such suspension from business or transaction takes place and such securities company must not have any pending report. Such exemption shall desist when the securities company has resumed its business

the Office has come into force, shall be exempt from filing only such reports relating to the suspended securities business category or transaction, commencing from the month in which such suspension

of any act, willfully or negligently, of the service provider; (2) Conditions and guidelines for the contract termination or suspension of service; (3) Service fees rate. Clause 9. In order to assure

omission of any act, willfully or negligently, of the service provider; (2) Conditions and guidelines for the contract termination or suspension of service; (3) Service fees rate. Clause 9. In order to

contract termination or suspension of service; (3) Service fees rate. Clause 9. In order to assure the capability of the derivatives broker in undertaking derivatives business continuously, the derivatives