Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008
Securities and Exchange Act 2535 113 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses
-high Net Worth Investor and High Net Worth Investor 08/02/2017 16/02/2017 3. Notification of the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and
Securities and Exchange Act 2535 114 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses
High Net Worth Investor 08/02/2017 16/02/2017 3. Notification of the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses 23/11
the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses 23/11/2011 01/12/2011 3. Notification of Capital Market Supervisory Board
/2000 2. Notification of the Office of the Securities and Exchange Commission SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business 08/03/2006 16/04/2006
Undertaking Digital Asset Businesses (No. 22) dated 3 January 2024: (https://publish.sec.or.th/nrs/10052s.pdf); 2. Notification https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10517 SEC public
asset custodial wallet providers Pursuant to the Ministerial Notification concerning Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is
relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital https