AJD shares to be incompatible with the normal market condition. 26/12/2019 filed a lawsuit to a civil court21/03/2019 referred the case to a state attorney for filing a lawsuit to a civil
price or volume of AJD shares to be incompatible with the normal market condition. 26/12/2019 filed a lawsuit to a civil court21/03/2019 referred the case to a state attorney for filing a
the price or volume of AJD shares to be incompatible with the normal market condition. 26/12/2019 filed a lawsuit to a civil court21/03/2019 referred the case to a state attorney for filing a
investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years
according to the advice of a member of the group of persons, and shared benefits from the trading incentives with such member. Such acts caused damage to several investors. In this regard, SEC has filed a
related to the earlier complaint filed with the Department of Special Investigation (DSI) on 14 September 2016 against three other offenders in the YCI manipulation case, as summarized below: During 10-27
Bangkok, March 21, 2011 - The SEC filed a criminal complaint against {A}, {B}, {C} and {D} (former name - {E}), an investor contact (marketing officer) at SICCO Securities Plc. , with the Department
Bangkok, May 12, 2014 - The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against {A}, an executive of {X1} Plc., {B} and {C}, former executives of {X2
Bangkok, June 24, 2015 - The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against directors and executives of G Steel PCL (GSTEL) and G J Steel PCL (GJS) for
and deliberation as a professional. His misconduct was in violation of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended his approval as securities investment