collect information in a way that does not directly identify anyone. For more information on how these cookies work, please see our Cookies page. Save and Close Derivatives Advisors |- Registrar and
) Board governance structure: Requiring DA operators – except DA advisors and the DA operators holding client assets at an amount less than 500 million baht and having less than 10,000 clients – to appoint
receive, which the investors can compare this information in the factsheet of each fund. The investors can also consult investment advisors to help analyze the information. Moreover, other types of
. ____________________Notes to the news• List of 26 business operators granted approval to be licensed wealth advisors is as follows:1. Seven securities companies, namely:(1) KTB (Thailand) Securities Public Company Limited
Advisors and Scope of Work. The SEC, therefore, has suspended the approvals of {X1} Securites and {A} as financial advisor and financial advisory supervisor throughout the remaining periods of their
Banking Club (IB Club), Association of Securities Companies (ASCO), noted, “Financial advisors (FA) have rigorously performed the duties of scrutinizing qualifications of Initial Public Offering (IPO
having the following power, whether directly or indirectly: (1) the power to direct or control exercise of vote casting relating to the business of a securities clearing house or a central securities
, current major shareholder shall exercise 10,000,000 units of warrant and CRSB shall exercise 20,000,000 units of warrant on June 15, 2018. To exercise the remaining warrant of 12,000,000 units on December
the case of exercise the Right of Investment in Laemchabang International Ro-Ro Terminal Co., Ltd. ("LRT”) by to the purchase of 29 percent of shares of NYKT International Terminal Co., Ltd. from Nippon
) of parties executing the transaction with the reporting person (if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance ( ) Other (please