SEC Secretary-General Ruenvadee Suwanmongkol said that SEC has organized a panel discussion as an academic stage, aiming people to understand the background of “Libra” and which of its parts

Bangkok, 23 February 2017 ? The SEC has launched the Investment Governance Code (I Code) as a guideline for responsible and sustainable investment management of institutional investors. The seven

for investment consultants.As a result, she was disqualified from being investment consultant under Clause 18(1) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re

equivalent positions in the capital market business;              (2) {A}: his status as an approved investment consultant for Complex Financial Products Type 2 is revoked and he will be barred from working

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that 14 individuals had engaged in THE trading orders in a manner consistent with

No.3/2018 of Jubilee Enterprise Public Company Limited held on August 7th, 2018 has passed a resolution to approve At Vantage Company Limited to make a service agreement with the company regarding to

of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply

of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply effectively with

decisions for investors. Following a referral from Maybank Kim Eng Securities (Thailand) Plc., the SEC?s further inspection has revealed that Panita, who was an employee of Maybank Kim Eng Securities

Exchange of Thailand The Board of Directors' Meeting No.3/2019 of Jubilee Enterprise Public Company Limited held on August 9th, 2019 has passed a resolution to approve AtVantage Company Limited to make a