clients. In addition, a certain share transfer from a client account was found to be suspicious and defective in many aspects. For example, (a) the investment consultant who affixed the signature in the

@sec.or.th. The public hearing ends on 11 May 2026. Note:* For example, depositary receipts (DRs) referencing foreign crypto ETFs, and cases where securities companies facilitate investments in foreign crypto

CRA should avoid issuing credit ratings for entities or obligations for which it does not have appropriate information, knowledge, and expertise. For example, where the complexity of a security or the

of the subcontracted cloud provider on information security aspect which are comparable to those of the cloud provider or meet the international standards; (c) monitoring, evaluation, and review of the

of the subcontracted cloud provider on information security aspect which are comparable to those of the cloud provider or meet the international standards; (c) monitoring, evaluation, and review of the

of the subcontracted cloud provider on information security aspect which are comparable to those of the cloud provider or meet the international standards; (c) monitoring, evaluation, and review of the

financial aspect with the current cash, cooperation amongst employees, business partners and financial institutions, and the availability of banking facilities if needed. Adoption of new financial reporting

our aspiration to become “Customers’ Life Platform of Choice”, meaning the most-preferred platform that can meet customers’ needs in every aspect of their lives, in order to deliver an excellent

or a relationship in any aspect or any other circumstances. “executive” means a manager, deputy manager, assistant manager, department director, or any person who holds a position equivalent to any of

the success of public offering and listing (For example - “firm commitment offering” or “best efforts”). If the underwriter has a material relationship with the issuer, disclose the nature and terms of