Notification of the Office of the Securities and Exchange Commission regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint

01/03/2017 2. Notification of the Securities and Exchange Commission  KorKhor 16/2551 Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold

e-service Online Submission See canceled document Limited BDU >> Approval & Qualifications (Section 103, 104)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

reference. 4 Notification of the Securities and Exchange Commission No. Kor Khor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals

reference. Notification of the Securities and Exchange Commission No. Kor Khor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals

reference. Notification of the Securities and Exchange Commission No. Kor Khor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals

, shall be exempt from payment of the fees in the business operation under this Notification, subject to the rules and within the scheduled time as specified by the Office with the approval of the

Clause 14(2) of the SEC Office Notification No. SorKhor.49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated October 14, 2009 and Clause 20(2) of the Notification of Capital Market

rules were deemed as a violation of Clause 14(2) of the SEC Office Notification No. SorKhor.49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated October 14, 2009 and Clause 20(2) of

operator as follows: Clause 1 The Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor/. 11/2548 Re: Guidelines for Application and Approval for Appointment of Executives