, and (8) Mr. Suthichai Yoon.In August 2016, the public prosecutor concluded the consideration of the case and prosecuted the aforesaid persons on the ground that, as NMG directors and executives, they
-2010. The SEC reviewed audit performance of Jadesada Hungsapruek, NIPPON?s auditor of Karin Audit Co., Ltd. and found that Jadesada did not comply with auditing standards. He did not carefully review
Socatiyanurak, SEC Secretary-General said that the SEC hosted ?Modern business, attentive and ready for any situation?, the first ?SEC for CEO Forum? in 2017 to strengthen cooperation and exchange experience and
Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on independent directors of licensed securities and derivatives business
investment trust (REIT), to ensure accurate, clear and sufficient information for investors? investment decision.Chalee Chantanayingyong, SEC Deputy Secretary-General revealed that ?Recently, a number of
-General Vorapol Socatiyanurak said after the second 2014 semi-annual meeting with top executives of the Thai Bankers? Association (TBA) and the Association of International Banks (AIB) that the SEC informed
Bangkok, February 11, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the SEC Board has approved draft regulation on the offering of ASEAN Collective Investment Schemes (ASEAN CIS
reviewed/audited financial statements by July 2, 2014.The SEC found that the auditor expressed the adverse conclusion on PRO interim financial statements for the first three quarters of 2012 concerning no
questions cover personal data, financial status, financial knowledge and experience, investment objective as well as risk appetite and willingness to take risks. For instance, it may be the case that young
allowed to invest in derivatives only for hedging. Furthermore, for provident funds with a ?do it yourself? (DIY) policy that allow the fund members to determine their own investment proportion in