investments account and reviewing evidentiary documentation attached to the application before delivering them to the management company for considering an approval; (2) disclosure of information or documents
Thailand shall be for the following activities only: (1) accepting the application for opening investments account and reviewing evidentiary documentation attached to the application before delivering them
which shall at least take into account the best interest of the client; (2) a conflict of interest that may arise from such investment policy; (3) details on the management fee that the management company
works and allocate its resources for business continuity management effectively by taking into account of impacts, either financial or non-financial, on customers, personnel, subsidiary companies
into account of impacts, either financial or non-financial, on customers, personnel, subsidiary companies, equipments, assets and place of business of companies, financial status, customer’s trust and
period of time or conditions for considering such person’s application for an approval to act as a mutual fund manager of the management company, taking into account the severity of behaviors of such
or conditions for considering such person’s application for an approval to act as a mutual fund manager of the management company, taking into account the severity of behaviors of such person on a case
ในกรณีที่ผู้ประกอบกิจการมีการบริหารกองทรัพย์สินของตนเองโดยการลงทุนในหลักทรัพย์ (proprietary account) ให้ผู้ประกอบกิจการแยกหน่วยงานที่บริหารกองทรัพย์สินของตนเองออกจากหน่วยงานที่ให้บริการการยืมและให้ยืม