undertaking of such legal entity; (4) Being able to show that person who is director, manager or person with managerial authority being responsible for the applicant’s undertaking of derivatives business has
authorized management person of a financial institution who involved in the cause of damages or was jointly responsible for the damages to the financial institution of which license was revoked, or business
or removals of directors of the business; (c) Any person who, by circumstances, can control such persons responsible for policy making, management or operation of the business to follow his/her orders
Perspective) 2. ประกอบธุรกิจอยา่งมีจริยธรรม และรับผิดชอบต่อผู้มีส่วนไดเ้สีย (Ethical and Responsible Business) 3. เป็นไปตามกฎหมาย เป็นประโยชน์หรือลดการสร้างผลกระทบดา้นลบต่อสังคม และส่ิงแวดล้อม (Good Corporate
, with the company responsible for the necessary expenses incurred from the arrangement of the meeting and Reasonable facilities. In the case that the shareholders' meeting is in calling a meeting because
Class 1 according to the Notification of Acquisition or Disposition of Assets. The Company is responsible to disclose the Information Memorandum of the Acquisition of Assets to the SET, and request for an
intermediary ; “ executive ” means a manager and a person responsible for control, supervision and management of the business units relating to investment advice, investment planning, analysis of investment or
intermediary; “executive” means a manager and a person responsible for control, supervision and management of the business units relating to investment advice, investment planning, analysis of investment or
manager or higher who is responsible for the line of work which takes part in making decisions on securities allotment or the line of work which has an opportunity to obtain inside information relating to