) dilution effect to shareholders if warrants are fully exercised, at least indicating price dilution, profit dilution, and control dilution of existing shareholders; (c) methods for allocating warrants; 7 (d
the parties and clear performance where there is either a breach of contract or a triggered condition of acceleration clause. In cases where the lender is an institutional investor under Section 3 of
clear performance where there is either a breach of contract or a triggered condition of acceleration clause. In cases where the lender is an institutional investor under Section 3 of the Derivatives Act
applicant is not in breach of any condition in complying with the terms and conditions; (8) in cases where the applicant is a Thai entity, it shall comply with the additional requirements prescribed under
and its personnel; (d) contingency management system which specifies procedures and a person in charge in each case clearly; (2) there is no reasonable ground to believe that the financial condition may
caution (fiduciary duties) and shall not make credit rating information selection which may cause assets of clients to be in a condition of low liquidity and high risk (cherry picking); (2) shall use the
selection which may cause assets of clients to be in a condition of low liquidity and high risk (cherry picking); 2 As added by the Notification of the Capital Market Supervisory Board No. TorThor. 13/2555 Re