investigative expenses incurred by the SEC), refused to comply with the specified civil sanctions, which was deemed unwillingness to settle the case with the SEC at this stage. The SEC, therefore, has requested

tender period will be extended for at least 15 days. So will the acceptance withdrawal period until the additional disclosure is completed.

, Ratchanee and Krisda. At present, Apichart and Krisda escaped and arrest warrants were issued to bring them to trial.

were not in compliance with the generally accepted accounting standards. Besides, the auditor did not satisfy with supporting evidence with regard to the audit of inventory balance as at December 31

Consultation and Cooperation and the Exchange of Information. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments

that at this stage, the SEC and the public prosecutor will study the Appeal Court?s judgment for further appeal proceedings.The SEC on August 5, 2004 had filed a criminal complaint on this case with the

, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are

. However, 34 single investment policy funds were dissolved to participate in master funds, closing the year at 469 PVDs in total. ?Companies and organizations consist of diverse groups of employees in terms

Stock Exchange of Thailand (SET). In case where irregular trading is found, the SET as a front-line regulator will refer the case to the SEC for further investigation. At present, a number of cases

baht and 333,333.33 baht on Sinsathien and Sompis, totaling at 833,333.33 baht.      # # #