The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that

., Ltd. (ThaiWM / website: thaiwm.com).In addition, SEC is reviewing information of two other digital asset business operators that have applied for operating licenses, in conformity with the

operator.SEC is therefore considering excluding a business operator promulgating research analysis in the ten ASEAN countries from applying for investment advisor license provided that significant conditions

equity and the cash flow statement. The new financial statement forms will become effective from 1 January 2019. It is expected that the new financial statements will provide information beneficial to

._____________________Remarks:* Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and regulations that are unnecessary or do not keep pace with situations or remain obstacles

the issuer’s core business. In any event, the issuer must not operate business in such a way that involves severely illegal business. For example, human trafficking, drug production or smuggling, or

Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the

destination of the region. Vorapol Socatiyanurak, SEC Secretary-General said that ?During October, 2011- April, 2015, the SEC has been striving forward the Thai capital market with the emphasis on development

during July 21st August 20, 2008, the SEC probed into the case and found that {A} {B} {C} five other accomplices, and another unknown person had colluded to trade UKEM shares through seven persons

commitees, securities analysts and investors.?We expect that this latest collaboration with the FAP will provide more knowledge and understanding of the new auditor?s report criteria and encourage auditors