e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 90, 91) Type Title Section See Document Status Notified Date Effective Date 1. Act
Personnel in the Capital Market Business 03/06/2014 01/07/2014 Notification of the Office of the Securities and Exchange Commission SorLorThor. 8/2557 The Approval of Personnel in the Capital Market
Office of the Securities and Exchange Commission SorThor. 48/2559 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Application Form for Approval of
Board TorThor. 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries 26/06/2013 16/07/2013 Report/Form (Notification of Securities and
New Products สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:06 New Product Prospectus / Filing Sales Report Shelf Approval Outstanding Domestic Debt PP Approval Equity
establishment of Thai Feeder Funds and Hong Kong Feeder Funds [ effective upon the signing of HK-TH MRF MoU] The SEC agreed to expedite the approval process of a Thai Feeder Fund investing in a Hong Kong Master
review of application for the establishment of Thai Feeder Funds and Hong Kong Feeder Funds [effective upon the signing of HK-TH MRF MoU] The SEC agreed to expedite the approval process of a Thai Feeder
> Market Data > Intermediaries > Asset Management Businesses > Marketing Representative of Derivatives Fund Manager Market Data SHARE : Detail Content No. List of Licensees Approval Date 1 https