undesirable to leave the progress of learning and improvement being done individually and because the new law requires the appointment of Data Protection Officer (DPO) in every organization, ACIOA, therefore
Agreement which is a Connected Transaction, Appointment of the Independent Financial Advisor and Calling the Extraordinary General Meeting of Shareholders No. 2/2019 To The President The Stock Exchange of
unit, interest rate, the appointment of debenture representative, means of issuance, offer, allocation, the details of offer call option, and registration in the secondary market (if any) shall be in the
operator” means a person who is responsible for the management of collective investment schemes. “registration statement” means a registration statement for the offering for sale of units of a collective
’ assets unless such appointment complies with the following rules: (1) a person to be appointed as the securities company’s agent to undertake custody of clients’ assets shall be: (a) a commercial bank; (b
appointment complies with the following rules: 2 As amended by the Notification of the Capital Market Supervisory Board No. TorThor. 13/2555 Re: Custody of Clients’ Assets by Securities Companies (No. 3) dated
tokens to the public: The public offering of newly issued digital tokens shall be conducted by the issuer which is a limited company or public limited company only. The issuer shall submit a registration
undertake securities business in the category of securities brokerage, securities dealing or underwriting of investment units. Enclosure 4 Enclosure 4 http://www.sec.or.th/ 2 1.5 Filing of the registration
Thailand (“SET”) and shall require the approval from the shareholders’ meeting of the Company, along with the appointment of an Independent Financial Advisor (“IFA”) for entering into such Transaction and