consultant approval status. In addition, the SEC suspended other three investment consultants: (1) {B}, then an employee of Finansa Securities Co., Ltd.; (2) {C} of BT Securities Co., Ltd. (presently CIMB
and account status through the specified websites by themselves with trading fee at USD80 per transaction and fixed currency exchange rate at 35 baht per USD1 or approximately 2,800 baht per
businesses of the majority shareholder materially, the Company should explain the structure or condition of such relationship including the characteristics of business linkage. Clarifications on the said
concerning net capital rules hereby refer to: (1) The Notification of Securities and Exchange Commission concerning Maintaining Financial Status of the Derivatives Broker; and (2) The Notification of
summed up to shareholders’ equity. 1 The regulations concerning net capital rules hereby refer to: (1) The Notification of Securities and Exchange Commission concerning Maintaining Financial Status of the
and Exchange Commission concerning Maintaining Financial Status of the Derivatives Broker; and (2) The Notification of Securities and Exchange Commission concerning Maintaining Net Capital. 5 the amount
LIMITED 2019 07/04/2020 Finanacial Statements ( 22 record(s) found) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2021 Company Year 31/12/2021 2021
/2021 Finanacial Statements ( 16 record(s) found) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2021 Company Year 31/12/2021 2021 Consolidated Year 31
PUBLIC COMPANY LIMITED 2019 24/03/2020 Finanacial Statements ( 22 record(s) found) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2021 Company Year 31/12/2021