With the case referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that the four offenders, namely (1) Mr. Win Udomrachtavanich, (2) Mr. Ratachai
Stock Exchange of Thailand (SET) trading system. Any person, who knows or ought reasonably to know that placing of orders to a trading system may create the price or trading volume of securities to be
Special Investigation (DSI) for manipulating prices of 12 securities during 2008-2010.With referral from the Stock Exchange of Thailand on irregular trading condition of 12 securities, the SEC probed into
Bangkok, April 3, 2012 ? The SEC in cooperation with the Ministry of Interior, the Stock Exchange of Thailand (SET), the Federation of Thai Industries, Thai Chamber of Commerce, Investment Banking
law on agricultural futures trading (10) International financial institutions(11) Deposit Protection Agency (12) The Financial Institutions Development Fund(13) The Stock Exchange of Thailand
Stock Exchange Connectivity Working Group: Co-chaired by Monetary Authority of Singapore and SEC Thailand
connected transactions and acquisition of assets, the company is required to disclose the information on transactions to the Stock Exchange of Thailand (SET) and seek shareholders? approval on the
: Following the Stock Exchange of Thailand (SET)?s report on irregular trading of TRAF shares from November 15, 2007 to January 9, 2008, the SEC probed into the case and found that Lalana, Sippakorn, then
:(1) Every five percent report will apply only to securities issued by company listed on the Stock Exchange of Thailand (SET);(2) Submission of a copy of report to the SET will no longer be required as
stock. The SEC finding showed that {D} sent trading orders on behalf of the client and informed him afterwards. {D}'s actions were deemed unfit for the status of investor contact. The actions of three