responsible fund managers shall be specified. In case of a mixed fund with asset allocation strategy, only two fund managers managing the investments in major assets may be specified. 10. Morningstar Fund
. Korkai Kookkook (since 3 Jan 22) and Mr. PorPla Ta-klom (since 1 Jun 22). In case the management company manages the fund as a team, the team or only two main responsible fund managers shall be specified
Responsible Investing Fund)เอกสารแนบท้ายแนวปฏิบัติ (แนบท้ายประกาศ นป. 2/2565) 07/03/2565 01/04/2565 แบบรายงาน/แบบฟอร์ม Practical Guidelines on Disclosure of Information for Sustainable and Responsible
as a team, the team or only two main responsible fund managers shall be specified. In case of a mixed fund with asset allocation strategy, only two fund managers managing the investments in major
responsible person who has duty to undertake and be liable for arranging and keeping information, document or evidentiary documentation in accordance with the rules as prescribed in sub clause (1) and (2); (4
things wrongfully, inappropriately and unlawfully, especially the stored things in respect of client’s private data, and unrevealed or non-public information; (3) appointing a responsible person who has
, who are responsible for providing investment analysis, consultation or planning to clients, to perform their duties within the specified scope as approved by the SEC Office under the Notification of the
information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary shall monitor and supervise its personnel, who are responsible for