statements provided in response to Part VIII. Financial Information, selected audited historical financial data regarding the issuer or, if the issuer is the holding company of a group, the group which shall

in order to stimulate the investor to invest in units; “underwriter” means a securities company of which license is allowed to underwrite units; “associated person” means any person having one of the

on trading and foreign exchange transactions and revenue from capital market products. Other operating expenses rose Baht 204 million, or 1.31 percent, over the same period of previous year. Major

14 Unit : Million Baht 30 June 2017 31 December 2016 % Increase (Decrease) Assets Current assets Cash and cash equivalents 621 623 (0%) Temporary investment - trading security 94 - 100% Trade accounts

Newly Issued Securities and Application for Securitization Projects; (14) the terms “institutional investor,” “major investor,” “listed company,” “parent company,” “subsidiary,” “associate,” “person who

, giving investment advice, and operating an exchange or trading platform) will be required to seek a license, registration, or exemption from the SEC. 9 III. Other issues 3.1 When ICO portal also invests in

. Eliminate stamp requirement on underlying documents submitted by customers when conducting foreign exchange transactions. 3. Allow a qualified company or a group of qualified companies to submit a request for

อมูลเปรียบเทียบกบักองทุนรวมทั่วไป) กองทุนรวมทั่วไป Total non-investment grade ลงทุนไมเกินรอยละ 15 Non-investment grade company limit ลงทุนไมเกินรอยละ 5 Investment grade company limit ลงทุนไมเกินรอ

ซ่ึงเป็นบุคคลท่ีเก่ียวขอ้งของบริษทัจดัการ 12 ส่วนที่ 6 การควบคุมดูแลการลงทุนเพ่ือเป็นทรัพย์สินของพนักงาน (Staff Dealing) 14 ส่วนที่ 7 การดูแลการลงทุนเพ่ือเป็นทรัพย์สินของบริษัทจัดการ (Proprietary Trading

and paying agent……………….. Warning: “Prior to making an investment decision, investors should exercise their own judgment when considering detailed information relating to the issuing company of the