reports scheduled to be due in 2020 on voluntary basis. The new rule will be enforced for the 2020 annual reports to be due in 2021. The one report will also be applied for IPO filing (Form 69-1) which will

on private sectors and the public in line with the principles under Section 77 of the Constitution of the Kingdom of Thailand. The regulatory guillotine scheme, which consists of 83 projects in

two jurisdictions under a streamlined authorisation process.The revised Framework, which incorporates feedback from extensive industry consultations, seeks to promote more cross-border offerings of

The revocation followed Apple Wealth Securities’ inspection report regarding three clients’ complaints against Nutnicha and the SEC’s further investigation, which revealed Nutnicha’s misconduct as

rejection, Cash2coin and SEADEX, which had been operating business by virtue of the Transitional Provisions of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018), have become subject to

punishments under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which were in force at the time of committing the offences. In addition, such offences are currently in violation of Section

, especially those products for which the investment consultants  receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the

wrongdoings, which total 31.93 million baht. The SEC has also reported the proceedings to the Anti-Money Laundering Office for further consideration.In addition, the SEC has ordered the dismissal of Mr

Laksana and Sommart in this case is deemed a contravention of Section 242(1) of the Securities and Exchange Act B.E.2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code which is subject to

benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market