Bangkok, December 23, 2013 - The SEC suspended three financial advisor supervisors, namely {A}, then an employee of {X1} Co., Ltd., {B} of {X1} Co, Ltd., and {C} of {X2} Plc. The suspension resulted
Bangkok, March 9, 2015 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against Quantum Benchmark Corporation, Globalview Consulting Co.,Ltd
million waste incineration plant project through a holding company, co-founded by CWT, Zero Waste Co.,Ltd (Zero Waste), and LAWI Engineering (Thailand) Co.,Ltd (LAWI), is material asset acquisition
., Ltd. (K-Asset) and SCB Asset Management Co., Ltd. (SCBAM), as well as the equity funds managed by both companies. Evidence indicated that she had performed her duty dishonestly in order to obtain
Bangkok, December 13 , 2012 ? The SEC suspended Theera Chaowanapreechasilp, then derivatives investment consultant of MTS Gold Futures Co., Ltd. for six months, effective from December 12, 2012; and
Bangkok, December 13 , 2012 - The SEC suspended {A}, then derivatives investment consultant of MTS Gold Futures Co., Ltd. for six months, effective from December 12, 2012; and also reprimanded {B
of SCT Vietnam Gas Co., Ltd., a PICNI?s subsidiary, was also encountered limitation on scope of audit imposed by the company management in various matters including audit on financial institution
November 26, 2014. The meeting was called for consideration on a proposal to purchase shares of U Best Point Media Co., Ltd. (U Best) and the right of managing airing time from Media Agency Thai Co., Ltd
Sicco Securities Plc., {E} and {F} of United Securities Plc., {G} of KT Zimico Securities Co., Ltd., {H} , {I} and {J} of KGI Securities (Thailand) Plc, {K} of Phatra Securities Plc. and {L} and {M} of
Bangkok, November 30, 2011 - Following the investigation on {X1} Co., Ltd. in response to the evidences indicated that the company had operated unlicensed derivatives business, the SEC found that