derivatives brokerage under the Agricultural Futures Trading Act, B.E. 2542 (1999); When the Office receives the complete application and supplementary documents according to public guide, the applicant shall
proprietary trading which would be able to prevent the following occurrences: (a) negative result to financial status of an intermediary ; (b) affected trade of capital market products deviated from regularity
proprietary trading which would be able to prevent the following occurrences: (a) negative result to financial status of an intermediary; (b) affected trade of capital market products deviated from regularity
จะคาํนึงถึงประโยชน์ ของประชาชนและผูล้งทุนโดยเฉพาะอยา่งยิง่กรณีท่ีมีความขดัแยง้ทางผลประโยชน ์ในการรักษา ความพอดีระหวา่ง public และ commercial interest โดยไม่ใชอ้าํนาจกาํกบัดูแลท่ีมีอยูไ่ปในทางท่ีไม่ควร
ensuring that the services provided to investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the
investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the disciplines in accordance with such
Securities and Exchange Commission; □ A limited company or a public limited company whose main principles are in the business of securities or financial instruments custody and of other businesses as approved
Notification of the Securities and Exchange Commission; □ A limited company or a public limited company whose main principles are in the business of securities or financial instruments custody and of other