derivatives positions held by a client; (2) profits or any other interests obtained from derivatives trading of a client; (3) warehouse receipt, bill of lading, or any other instruments representing entitlement
Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary ______________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act
but excluding proprietary trading 6 Including selling agent fee which receive from subsidiary company 7 Additional, DI also had foreign exchange gain Baht 2 million. Total DI gain was Baht 203 million
offer for all securities of the business; (8) “business” means a company whose securities are listed on the stock exchange, a company whose securities are traded in the securities trading center, or a
hereunder: “intermediary” means a securities company or a derivatives intermediary. “fund management company” means a securities company licensed to undertake securities business in the category of mutual
repayment of short- term borrowings from financial institutions by using money gained from trading of its ordinary shares in the MAI stock exchange. • Other current assets decreased by Baht 35.06 million
Category of business applied for registration □ to be a derivatives advisor 1.1 Category of juristic person of the applicant, □ a commercial bank under the law on commercial bank (CB.); □ a finance company
finance company under the law on undertaking of finance business, securities business, and credit foncier business (FC.); □ a securities company under the law on securities and exchange (SC.) licensed to
Attachment: Auditor’s Report and Financial Statement for the third quarter period ended September 30, 2018 UAC GLOBAL Public Company Limited ("UAC") would like to report the operating result of UAC according