Chantanayingyong, SEC Deputy Secretary-General said that ?Previously, expected timing of the SEC approval for securities offering or fund establishment as well as projected profits of listed companies resulted from

from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the

Bangkok, October 8, 2010 ? The SEC has directed Nippon Pack (Thailand) Plc. (NIPPON) to rectify its financial statements for the year 2009.  In this respect, NIPPON is required to submit to the SEC

channel for fund raising and investment in real estate. REIT regulation will be in line with international practices and provide more flexibility in terms of investment and management than property fund

Bangkok, February 29, 2016 ? The SEC has laid out a guideline for listed companies to simplify their proof of identity requirements imposed on shareholders or their proxies at the annual general

Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further

to raise fund and borrow for investment expansion by the end of 2013.In consummating the conversion of a fund, the unitholders? meeting must approve the transaction with a majority vote of total

Bangkok, October 3, 2012 ? The SEC today held a meeting with Transport Minister Charupong Ruangsuwan and the ministry?s executives to discuss promotion of infrastructure fund as a tool for developing

platform for discussion as well as exchange of experience and insight on capital market development to have even more active role in each jurisdiction?s economy. The first one will focus on ?Opportunities

matters:    (1) Granting an exemption from an event of default under the terms and conditions for the issuer’s proposal to the bondholders’ meeting to restructure the bond repayment, including an extension