transactions she executed herself without the client’s permission. In addition, in May and November 2017 and August 2018, {A} asked the client to affix signature on the confirmation of backdated trading

to the public without the necessity to request for permission from SEC, according to the meeting resolutions of SEC Board on 1 August and of the Capital Market Supervisory Board (CMSB) on 5

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

2019-04-09_Notification for Resolution of BOD No. 3-2019 regarding the Acquisition and Disposition -Translation- Seven Utilities and Power Public Co., Ltd. 73 Mahachol Building, Soi Sukhumvit 62

2019-04-18_Notification for Resolution of BOD 3-2019 regarding the Acquisition and Disposition _Edit2_ -Translation- Seven Utilities and Power PublicCo.,Ltd. 73 Mahachol Building, SoiSukhumvit 62

preparing documents to be submitted to The Securities and Exchange Commission (“SEC”) for permission to set up Trust. In addition, the Company’s Board of Directors has passed a resolution to approve the

since 8 creditors of the Company i.e. (1) M-Power TT Limited (“M-Power”) (2) D-Sinchai Steel Company Limited (“D-Sinchai”) (3) Mrs. Vanida Yomjinda (“Mrs. Vanida”) (4) Mrs. Benjamas Phitaktham (“Mrs

Ordinary Shares in Xayaburi Power Company Limited to CK Power Public Company Limited Reference is made to the fact that Bangkok Expressway and Metro Public Company Limited (the “Company”) No. 1/2018 held on

Memorandum regarding the Connected Transaction on Disposition of Ordinary Shares in Xayaburi Power Company Limited to CK Power Public Company Limited Reference is made to the fact that Bangkok Expressway and

Disposition of Ordinary Shares in Xayaburi Power Company Limited to CK Power Public Company Limited Reference is made to the fact that Bangkok Expressway and Metro Public Company Limited (the “Company”) No. 1