. Rapee Sucharitakul, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the revision of regulations to govern qualifications of non-listed company issuers proposing
being traded in great volume and the price was changing inconsistently with normal market conditions, to lure the public into trading such shares. Somchai?s offense was in violation of Section 243 (1
Bangkok, April 20, 2016 ? The SEC is seeking public comments on draft amendments to the rules concerning the categorization of salespersons and sales process of capital market products to promote
. These include the offer price being no less than 90 percent of the market price, and the objective not being to fund a large-scale project that requires the shareholders? prior approval. In addition, the
offered at the market price during the offering period. The revised provisions cover the key areas, as follows: 1) Approval: to screen the applicant?s corporate governance records whether or not
use since 2003 while the market landscape and the business operation have generally become more diversified and more complex. This proposed amendment would fine-tune the governing rules and prevent
, which would help the visitors assess their risk tolerance before choosing financial products accordingly. Visitors are also welcome to participate in the SEC quiz games on the capital market and
on private sectors.The proposed rules aim to promote the Thai capital market as a fund mobilization channel for foreign companies. The key essenses include the followings: - any foreign issuer whose
on private sectors. The proposed rules aim to promote the Thai capital market as a fund mobilization channel for foreign companies. The key essenses include the followings: - any foreign issuer whose
flexibility for asset management business; broaden business opportunities; and provide a wider variety of investment choices for investors which contribute the development in Thai capital market. In this regard