measures must be clearly outlined in the ICO filing. Additionally, specific significant matters require approval from the issuer's board of directors. This is to ensure that the board is committed and
required net capital level can be maintained and the SEC Office’s approval for business resumption is obtained; (2) Inform clients in writing about the business suspension without delay (3) Do or
practices within the DA industry. On 15 August 2023, the SEC Board Meeting No. 13/2566 gave its initial approval to the proposed amendments. The proposed amendments contain the following essences: (1
with the SEC regulations before activating those other businesses. The second category is for higher significance whereby business operators must obtain approval in advance from the Capital Market
seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
approval granted for updating of the procedural guidelines of Association of Thai Securities Companies will enable more convenience and flexibility for investors in making their investment.”Currently SEC
THB 130 million and interest. In addition, this loan is considered a connected transaction as GSC and ACAP have the same directors. However, GSC did not seek approval from the shareholders in
applying for a digital asset exchange licence.? The applicants failed to meet the approval criteria regarding important work systems. For example, the systems for custody of client assets and Know Your
ก.ล.ต. จะปรับปรุงระบบอนุมัติจัดตั้งและจัดการกองทุนรวม (Online Fund Approval and Management System) เพื่ออำนวยความสะดวกแก่ บลจ. ในการนำส่ง factsheet รายเดือน ได้อย่างมีประสิทธิภาพและรวดเร็ว สามารถรองรับ
from being capital market personnel and considered lacking trustworthy characteristics of directors and executives of issuing companies. Thus, the SEC revoked the approval as securities investment