-loss limit shall be fixed in order to allow the service providers and clients to jointly specify action to be carried out when it reaches the stop-loss limit. In addition, the business operators shall
currency as reference with fixed exchange rate. Sometimes, they falsely claimed that they were foreign companies? business alliances and needed no permission from the SEC, for instance. Anyone solicited by
unreasonably high returns and principal guarantee, quoting foreign currency as reference with fixed exchange rate, falsely claiming as foreign companies' business alliances and being overseas investment needed
properly licensed. Nowadays, deceitful tricks are increasing in number and variety. For example, illegal solicitors usually claim that they could offer fixed returns worth more than those generated from
least 3 types of the mutual funds; such as fixed-income funds, equity funds and mixed funds, from at least 10 asset management companies.The companies operating other businesses will be eligible to apply
organized exchange” derivatives ที่ซื้อขายในศูนย์ซื้อขาย derivatives “discount rate” อัตราส่วนลดของหลักทรัพย์หรือตราสารที่มีการลงทุนที่จะใช้ ในการค านวณมูลค่าของหลักทรัพย์หรือตราสารนั้น “DW” ใบส าคัญแสดงสิทธิ
use. ---------------------- Notification of the Office of the Securities and Exchange Commission Re: Arbitral Process Organized by the Office _____________ With regard to the Office’s providing of the
. ---------------------- Notification of the Office of the Securities and Exchange Commission Re: Arbitral Process Organized by the Office _____________ With regard to the Office’s providing of the arbitral process under the Derivatives
Office of the Securities and Exchange Commission Re: Arbitral Process Organized by the Office _____________ With regard to the Office’s providing of the arbitral process under the Derivatives Act B.E. 2546