investors to open trading account for securities, derivatives and other kinds of financial instruments with Saxo by advertising, soliciting and using website www.home.saxo/en-sg or www.saxomarkets.com.sg

Mr. Chris Lum Mr. Chris Lum colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account for

trading account for securities, derivatives and other kinds of financial instruments with Saxo Capital Market Pte.,Ltd. by advertising, soliciting and using website www.home.saxo/en-sg or

Ms. Chong Jia Min Ms. Chong Jia Min colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account

account for securities, derivatives and other kinds of financial instruments with Saxo Capital Market Pte.,Ltd. by advertising, soliciting and using website www.home.saxo/en-sg or www.saxomarkets.com.sg

Mr. Praphol Milindhachinda On 19 October 2015, Mr. Praphol Milindhachinda acquired of Filter Vision Public Company Limited (“FVC”)’s shares held in his securities trading account, as well as in the

Lohtong Holding Co., Ltd.'s trading account to purchase 1,479,700 SPORT shares by utilizing non-public information he accessed by virtue of his positions. Such information was the Q3/2015 operating

, that is, PDI had a net profit of 221.45 million Baht in the third quarter of fiscal year 2016 to purchase PDI shares in Mr. Chatchala Vongmasa's trading account. Moreover, Chatchala assisted Pinit

information, that is, PDI had a net profit of 221.45 million Baht in the third quarter of fiscal year 2016 to purchase PDI shares through Mr. Chatchala Vongmasa's trading account. Moreover, Chatchala

shares in his trading account in order to repayment of other persons' margin loan debt, prior to the disclosure of the inside information to the public on 7 June 2017 at 20.07 hrs. 19/08/2021 filed