is a chartered financial analyst (CFA) and a financial risk manager (FRM). Prior to the appointment, he has served in the positions of Director of the Intermediaries Policy Department and the Market

Bangkok, September 23, 2013 ? The SEC is now seeking public comment on introducing an approval regime for technical analyst and the revisions of qualifications of investment analysts and investment

Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC

. Soonthorn Thongperm, Plan and Policy Analyst, Practitioner Level, the Administration Section, accepted the donation on behalf of the Chatuchak District Office. Additionally, the SEC donated fertilizer

, Mrs. Sittasri Nakasiri holds the Bachelor’s Degree in Accounting from Thammasat University and the Master of Science from Saint Louis University, USA. She is also a certified financial analyst (CFA

จากมหาวิทยาลัยเซนต์หลุยส์ ประเทศสหรัฐอเมริกา และได้รับคุณวุฒิ Certified Financial Analyst (CFA) เข้าร่วมงานกับ ก.ล.ต. ในปี 2540 โดยที่ผ่านมาเคยดำรงตำแหน่งผู้อำนวยการฝ่ายบริหารความเสี่ยงองค์กร ฝ่าย

mobilization, corporate monitoring and accounting supervision. Prior to joining the SEC in 1992, she was an analyst at the Bank of Thailand.The SEC's new line of commands effective from 11 February 2019 is

บริหารธุรกิจศศินทร์แห่งจุฬาลงกรณ์มหาวิทยาลัย (ศศินทร์) และได้รับคุณวุฒิ Chartered Financial Analyst (CFA) และ Chartered Alternative Investment Analyst (CAIA) เคยดำรงตำแหน่งผู้อำนวยการฝ่ายจดทะเบียนหลักทรัพย์

investor contact? and ?Category B investor contact? will be changed to ?investment analyst? and ?investment consultant,? respectively. For transitional period, presently approved ?Category A investor contact

revoked. In addition, {A} and {H} were suspended from their duties as an approved investment analyst and an approved investment consultant, respectively. Following investor complaint and report from Country