from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
Leasing Association and the SEC Office, etc. In drafting the Security Interests Act, the Task Force has complied with international standards and has taken into consideration the details of business
June 2019. Under the new structure, Mrs. Sirivipa Supantanet, Deputy Secretary-General, is in charge of Capital Market Policy, Fundraising and Accounting and Auditing Supervision. More details on the
implement within six to 12 months following the signing of the MoU. Further details of the mutual recognition of funds scheme are set out in the SFC circular and the SEC circular issued today
-2263-6553 or e-mail to pitchayai@sec.or.th. Details of the proposed amendment are available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=659. Stakeholders and interested parties are welcome
competitiveness and financial security, and to strengthen the overall market stability. The consultation paper on the draft amendment to the SEA regarding the CMDF establishment and the details thereof are
information to understand before selecting their investment policy, SEC had then discussed with relevant departments to revise the details of such regulations, in order for the provident fund members to
24 July 2018._______________________QR code for further details
Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities