/ mailto:thanikul@sec.or.th I. ที่มา เพ่ือสร้างความน่าเชื่อถือและเป็นการแสดงความพร้อมของผู้ลงทุนสถาบันของไทย ในการปฏิบัติหน้าที่บริหารจัดการลงทุนด้วยความรับผิดชอบ (Responsible Investment) ส านักงาน จึงได้ออก “หลักธร

] · Determining clearly the person to responsible for specifying, altering or changing the other value of parameter of the program system. [M] 5. Management and inspection of network · Segregating the network

inspect the operation of software utility. [M] o Determining clearly the person to responsible for specifying, altering or changing the other value of parameter of the program system. [M] 5. Management and

been granted prior approval by the authorized Committee or management concerned; (c) number of persons and information of the personnel who are responsible for risk management arising from derivatives

been granted prior approval by the authorized Committee or management concerned; (Translation) (c) number of persons and information of the personnel who are responsible for risk management arising from

million. In addition the Company will be responsible for land transfer registration fee, land tax and any expenses to be paid to government agencies for ownership transferrable of property approximate Baht

responsible for the management of foreign collective investment scheme; “home regulator” means a regulator that has the authority to supervise foreign collective investment scheme or a CIS operator; “brokerage

a mutual fund or trust certificate of a trust with similar characteristics as a mutual fund under management of the management company which is responsible for the management of such private fund

securities business; (3) a payment for subscription of securities which a securities company receives from underwriting. Clause 5. A securities company must establish a unit responsible for the custody of

securities business; (3)1 a payment for subscription of securities which a securities company receives from underwriting. Clause 5. A securities company must establish a unit responsible for the custody of