/Qualifications%20of%20Securities%20Investment%20Analyst%... Section 98 allowing such transaction; (5) sell securities without having possession , or without receiving an order to sell from another person, unless
https://publish.sec.or.th/nrs/6999pe.doc Section 98 allowing such transaction; (5) sell securities without having possession , or without receiving an order to sell from another person, unless the SEC
possession , or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept https://publish.sec.or.th/nrs/200pe_r.pdf FS_PAGE_0446_E_2017
with power of management of a financial institution which had its license revoked, unless an https://publish.sec.or.th/nrs/208pe.doc 7750p.doc
business operators default on cash settlement or physical delivery with the derivatives clearing house or their clients in case of derivatives business operators, unless such default is not caused by
comply with the status maintenance rules from issuing securities of all types for sale to investors and the public under the Securities and Exchange Act B.E. 2535 (1992) unless a waiver is granted by the
application with the SEC Office within 90 days (or by 14 August 2018). In such case, the business can continue unless the application is denied. In any case, to prevent the use of cryptocurrencies derived
unless the application is denied. In any case, to prevent the use of cryptocurrencies derived from unclear sources of capital, business operators are allowed to offer digital tokens for returns in
evaluation by the SEC Office regarding the management of the operational risk and the customer relationship risk not higher than the medium level or in an acceptable level, unless granted an exemption from the