untrustworthy characteristics of directors or executives under Clause 5(2), in conjunction with 6(3) of the SEC Notification No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company
civil sanctions. *** Applicable only to the offenders, having committed other offenses and being under the SEC consideration period for the untrustworthy characteristics as directors or executives
criminal complaint has resulted in the alleged offenders having untrustworthy characteristics and being prohibited from holding the positions of director and executive of securities issuing companies and
) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on
Hotline at 1207. __________________________ Notes: * Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of
business***. ____________________ Remark: * Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital
officer's investigation, the public attorney's prosecution, and the court's jurisdiction, respectively. In addition, being named in the complaint has caused Wichai to have untrustworthy characteristics of
caused KC current and former executives, i.e., (1) Pattarapob, (2) Sunchai, (3) Teerasit, and (4) Kitisan, to be liable to having untrustworthy characteristics of directors and executives of issuing and
, the SEC will file a criminal complaint for further legal proceedings. Due to his misconduct, {A} is deemed to have prohibited characteristics of capital market personnel as specified in the
6(1) of the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Capital Market Personnel dated 15 September 2010, which are in