contravention of Section 240 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), subject to the penalties under Paragraph 1 of Section 296 and Section 296/2 and the civil penalties under Section 317/4 and
such action. Athit’s acts are liable to operating securities business without license in contravention of Section 90, which is subject to the penalties under Section 289 of the Securities and Exchange
statements for the second quarter of 2018 to SET on 14 August 2018. The action of Chantip contravened Section 242(1) in conjunction with Section 243(1) which were subject to civil sanctions under Section
of debenture without approval in violation of Section 33 and subject to the penalties under Section 268 of the Securities and Exchange Act B.E. 2535 (1992) (SEA); meanwhile, Ornpaphat and Kanyakorn
approval from the SEC was in violation of Section 33 and subject to the penalties under Section 268 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee therefore has
Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency
have prohibited characteristics of capital market personnel pursuant to relevant regulations as long as he is subject to the complaint and the subsequent procedure, which caused his approved status to
derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 of an imprisonment up to
proposed investment is subject to shareholders? approval, CWT shareholders should exercise voting rights at the extraordinary shareholders? meeting on July 1, 2015.CWT?s proposal to invest in THB 1,469
any person as a co-advertising producer, such person must be subject to supervision to comply with the relevant rules. On sales promotions, it must not persuade or urge investors to make investment