criminal fining process. The SEC, therefore, filed the criminal complaint with the ECD Police for further legal proceedings. This case is under consideration of the public prosecutor. SEC Act S.246
public prosecutor. SEC Act S.246 and 247 Criminal Complaint Filed with an Inquiry Official Dated 28/03/2016
In mid-2021, the DSI requested that the SEC further investigate the facts and evidence in a case where the SEC had filed a criminal complaint,* due to suspicious circumstances suggesting that IEC
The Securities and Exchange Commission (SEC), with the reports from the Krungthai Bank PLC and the SEC’s further investigation, found that in November 2021 Saowarat had misappropriated her client
Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to
SEC Chairman Voravidh Champeeratana said that “SEC is aware of the importance and necessity in developing SMEs and startups which will promote continuous and sustainable growth for Thai economy
when the SEC lays out further guidelines for supporting SMEs access to capital market fundraising. 3) Launching mobile application SEC Check First and web-based application Retirement Checkup, SEC’s two
leaders among the SEC staff and regulated agencies.”SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC’s objective is to supervise and develop the Thai capital market as the key platform for
Bangkok, 27 September 2023 – SEC has ordered a revocation of an approval of an investment consultant, Mr. Phisit Taninrungroj, for 10 years for committing dishonest acts by using clients’ trading