whose licence is revoked to take any action to protect the interest of its clients.
licence is revoked to take any action to protect the interest of its clients.
Minister, upon the recommendation of the SEC, may order the digital asset business operator whose licence is revoked to take any action to protect the interest of its clients.
digital asset business operator whose licence is revoked to take any action to protect the interest of its clients.
personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Teerasak as an investment consultant for complex products Type 2 (IC
Characteristics of Personnel in Capital Market Industry dated September 15, 2010. The SEC therefore revoked approval for their present status as investment consultant. Information contained in this news release
damage. Having considered the said fact, the jail term was therefore suspended for three years under Section 56 of the Penal Code. In addition, the Court revoked the freeze order against Wichai?s assets
individuals are banned from engaging in or associating with any securities or derivatives business firm and their registrations with the SEC as securities business personnel have been revoked. The findings in
Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2000. In this regard, the SEC revoked
revoked. In addition, {A} and {H} were suspended from their duties as an approved investment analyst and an approved investment consultant, respectively. Following investor complaint and report from Country