measure to control the spread of COVID-19. The seminars will be broadcast live every Friday throughout the month of May, from 16.00 to 17.00 hours. The episodes in chronological order are as follows: 1
respondents, SEC has allowed more types of businesses within the four business groups to participate in a regulatory sandbox, as follows: (1) Intermediaries, i.e., securities investment advisory service
in accordance with the ethical standards as specified in Section 5 of the Ethical Standards Act, as follows:(1) Loyalty to the core national institutions, i.e., Nation, Religion and Monarchy, as
exemption are as follows: (1) Rules that carry the material context similar to that stated in the Securities and Exchange Act B.E. 2535 or the Derivatives Act B.E. 2546 or the regulations
. The other six offenders later consented and fully paid separate civil penalties, as follows: Sathit and Chavin paid an equal amount of 57.97 million baht while Tanyapa, Sorod and Iryne paid 500,000 baht
operators in the capital markets who plan to apply fintech must comply as follows: (1) Set a policy on fintech application at board or executives level; (2) Have personnel understand the basic
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
. Daol Securities (Thailand) Public Company Limited serves as the bondholder representative for IRIS20OA and IRIS20DA. The e-meeting’s agenda contains subject matters for consideration as follows: Agenda
regulatory association. The main focuses of the proposed regulations are as follows: (1) Application for approval and granting of approval for the association: An applicant shall be granted an approval
Company Limited serves as the bondholder representative for JKN239A. The e-meeting’s agenda contains subject matters for consideration of approval as follows: 1. Extension of the bond maturity date without