branch offices without an approval from the Office; (10) advertise its business, unless such advertisement is carried out in accordance with the rules, conditions and procedures as specified in the

In the past, proposing of agenda items by shareholders of listed companies and proxy soliciting have been carried out differently for each company and for soliciting person as there is no common

investments associated with securities, as well as the management of individuals' investments to seek benefits from securities. These activities were carried out through social media platforms, i.e

and Thailand is available at HK-TH-MRF (sec.or.th).   ------------------------------------ Remarks: 1. The HK-TH MRF project is carried out under the Memorandum of Understanding for Strengthening

liquidator of trust property may delegate some duties, which cannot be carried out by itself to those with expertise, e.g., soliciting and coordinating with REIT asset buyers, preparing financial statements

-loss limit shall be fixed in order to allow the service providers and clients to jointly specify action to be carried out when it reaches the stop-loss limit.  In addition, the business operators shall

business on their behalf in order to ensure that the delegation is duly carried out.  SEC has made the public hearing document available at  www.sec.or.th/hearing. Related persons and interested parties

?Disclosure of REIT information will be in line with international practice that REIT manager will be responsible person, including disclosure of information on operations carried out in the course of REIT

(SET) in case the business is listed on the SET.To support SMEs to fully make use of PE, the SEC has carried out five actions:(1) Revising rules to allow exemption for PE manager from holding securities

hub. Several measures to be carried out include issuance of regulations to accommodate the offerings of overseas financial instruments ? equities, debt instruments, and mutual funds; and conducting