operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the

The regulatory revision on the information disclosure and an issuer’ auditor takes into account the readiness of the capital markets without creating too much burden for stakeholders. Significant

amendment of the Securities and Exchange Act which aims to raise the standard of mutual fund management in Thailand and offers investors for more protection. The amendment of the act has been passed by the

กำกับดูแลในการนำ International Standard on Quality Management (ISQM) มาถือปฏิบัติ และส่งเสริมให้บุคคลและองค์การดังกล่าวเตรียมความพร้อมในการนำ ISQM มาปฏิบัติได้อย่างมีประสิทธิผล โดยได้รับเกียรติจาก

ระดับ ASEAN ในการสร้าง initiative roadmap สำหรับตลาดทุน มุ่งสู่เศรษฐกิจสีเขียว เช่น ESG disclosure standards the ASEAN taxonomy, transition standard และ ASEAN ESG fund standards

Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on independent directors of licensed securities and derivatives business

investment in all kinds of capital market products. In this regard, advices on basic asset allocation for investors are also provided.Duangmon Chuengsatiansup, SEC Assistant Secretary-General, said the SEC

. The events served as venues for audit regulators in Asian and ASEAN countries to share knowledge and experiences on the supervision of auditors and financial reports and strengthen cooperation to build

for NAV calculation.It was found that the calculation of NAV of domestic mutual funds investing in the offshore ETF based on such offshore fund?s closing price was in line with international standard

Thai Financial Reporting Standard on lease agreements (TFRS 16) and revenue from contracts with customers (TFRS 15). • Net foreign exchange gain/losses: net gain of THB 21 million was recorded in Q3/2020